1999 No. 3312 TERMS AND CONDITIONS OF EMPLOYMENT
10th December 1999 15th December 1999
Whereas a draft of the following Regulations was laid before Parliament in accordance with section 236(3) of the Employment Rights Act 1996 and approved by a resolution of each House of Parliament: Now, therefore, the Secretary of State, in exercise of the powers conferred on him by sections 47C(2) and (3), 71(1) to (3) and (6), 72(1) and (2), 73(1), (2), (4) and (7), 74(1), (3) and (4), 75(1), 76(1), (2) and (5), 77(1) and (4), 78(1), (2) and (7), 79(1) and (2) and 99(1) of that Act and of all other powers enabling him in that behalf, hereby makes the following Regulations:—
These Regulations may be cited as the Maternity and Parental Leave etc. Regulations 1999 and shall come into force on 15th December 1999.
In these Regulations—
A reference in any provision of these Regulations to a period of continuous employment is to a period computed in accordance with Chapter I of Part XIV of the 1996 Act, as if that provision were a provision of that Act.
For the purposes of these Regulations any two employers shall be treated as associated if— and “associated employer" shall be construed accordingly.
one is a company of which the other (directly or indirectly) has control; or
both are companies of which a third person (directly or indirectly) has control;
In these Regulations, unless the context otherwise requires,—
a reference to a numbered regulation or schedule is to the regulation or schedule in these Regulations bearing that number;
a reference in a regulation or schedule to a numbered paragraph is to the paragraph in that regulation or schedule bearing that number, and
a reference in a paragraph to a lettered sub-paragraph is to the sub-paragraph in that paragraph bearing that letter.
The provisions of Part II of these Regulations have effect only in relation to employees whose expected week of childbirth begins on or after 30th April 2000.
Regulation 19 (protection from detriment) has effect only in relation to an act or failure to act which takes place on or after 15th December 1999.
For the purposes of paragraph (2)—
where an act extends over a period, the reference to the date of the act is a reference to the last day of that period, and
a failure to act is to be treated as done when it was decided on.
For the purposes of paragraph (3), in the absence of evidence establishing the contrary an employer shall be taken to decide on a failure to act—
when he does an act inconsistent with doing the failed act, or
if he has done no such inconsistent act, when the period expires within which he might reasonably have been expected to do the failed act if it was to be done.
Regulation 20 (unfair dismissal) has effect only in relation to dismissals where the effective date of termination (within the meaning of section 97 of the 1996 Act) falls on or after 15th December 1999.
An employee is entitled to ordinary maternity leave and to additional maternity leave provided that she satisfies the following conditions—
no later than the end of the fifteenth week before her expected week of childbirth, or, if that is not reasonably practicable, as soon as is reasonably practicable, she notifies her employer of— and
her pregnancy;
the expected week of childbirth, and
the date on which she intends her ordinary maternity leave period to start,
if requested to do so by her employer, she produces for his inspection a certificate from— stating the expected week of childbirth.
a registered medical practitioner, or
a registered midwife,
An employee who has notified her employer under paragraph (1)(a)(iii) of the date on which she intends her ordinary maternity leave period to start may subsequently vary that date, provided that she notifies her employer of the variation at least— whichever is the earlier, or, if that is not reasonably practicable, as soon as is reasonably practicable.
28 days before the date varied, or
28 days before the new date,
Notification under paragraph (1)(a)(iii) or (1A)—
shall be given in writing, if the employer so requests, and
shall not specify a date earlier than the beginning of the eleventh week before the expected week of childbirth.
Where, by virtue of regulation 6(1)(b), an employee’s ordinary maternity leave period commences with the day which follows the first day after the beginning of the fourth week before the expected week of childbirth on which she is absent from work wholly or partly because of pregnancy—
paragraph (1) does not require her to notify her employer of the date specified in that paragraph, but
(whether or not she has notified him of that date) she is not entitled to ordinary maternity leave or to additional maternity leave unless she notifies him as soon as is reasonably practicable that she is absent from work wholly or partly because of pregnancy and of the date on which her absence on that account began.
Where, by virtue of regulation 6(2), an employee’s ordinary maternity leave period commences on the day which follows the day on which childbirth occurs—
paragraph (1) does not require her to notify her employer of the date specified in that paragraph, but
(whether or not she has notified him of that date) she is not entitled to ordinary maternity leave or to additional maternity leave unless she notifies him as soon as is reasonably practicable after the birth that she has given birth and of the date on which the birth occurred.
The notification provided for in paragraphs (3)(b) and (4)(b) shall be given in writing, if the employer so requests.
(Repealed)
Subject to paragraph (2), an employee’s ordinary maternity leave period commences with the earlier of—
the date which ... she notifies to her employer , in accordance with regulation 4, as the date on which she intends her ordinary maternity leave period to start, or, if by virtue of the provision for variation in that regulation she has notified more than one such date, the last date she notifies, and
the day which follows the first day after the beginning of the fourth week before the expected week of childbirth on which she is absent from work wholly or partly because of pregnancy.
Where the employee’s ordinary maternity leave period has not commenced by virtue of paragraph (1) when childbirth occurs, her ordinary maternity leave period commences on the day which follows the day on which childbirth occurs.
An employee’s additional maternity leave period commences on the day after the last day of her ordinary maternity leave period.
Subject to paragraphs (2) and (5), an employee’s ordinary maternity leave period continues for the period of 26 weeks from its commencement, or until the end of the compulsory maternity leave period provided for in regulation 8 if later.
Subject to paragraph (5), where any requirement imposed by or under any relevant statutory provision prohibits the employee from working for any period after the end of the period determined under paragraph (1) by reason of her having recently given birth, her ordinary maternity leave period continues until the end of that later period.
In paragraph (2), “relevant statutory provision" means a provision of— other than a provision for the time being specified in an order under section 66(2) of the 1996 Act.
an enactment, or
an instrument under an enactment,
Subject to paragraph (5), where an employee is entitled to additional maternity leave her additional maternity leave period continues until the end of the period of 26 weeks from the day on which it commenced.
Where the employee is dismissed after the commencement of an ordinary or additional maternity leave period but before the time when (apart from this paragraph) that period would end, the period ends at the time of the dismissal.
An employer who is notified under any provision of regulation 4 of the date on which, by virtue of any provision of regulation 6, an employee’s ordinary maternity leave period will commence or has commenced shall notify the employee of the date on which her additional maternity leave period shall end—
(Repealed)
(Repealed)
The notification provided for in paragraph (6) shall be given to the employee—
where the employer is notified under regulation 4(1)(a)(iii), (3)(b) or (4)(b), within 28 days of the date on which he received the notification;
where the employer is notified under regulation 4(1A), within 28 days of the date on which the employee’s ordinary maternity leave period commenced.
The prohibition in section 72 of the 1996 Act, against permitting an employee who satisfies prescribed conditions to work during a particular period (referred to as a “compulsory maternity leave period"), applies—
in relation to an employee who is entitled to ordinary maternity leave, and
in respect of the period of two weeks which commences with the day on which childbirth occurs.
An employee who takes ordinary maternity leave or additional maternity leave—
is entitled, during the period of leave, to the benefit of all of the terms and conditions of employment which would have applied if she had not been absent, and
is bound, during that period, by any obligations arising under those terms and conditions, subject only to the exceptions in sections 71(4)(b) and 73(4)(b) of the 1996 Act.
In paragraph (1)(a), “terms and conditions” has the meaning given by sections 71(5) and 73(5) of the 1996 Act, and accordingly does not include terms and conditions about remuneration.
For the purposes of sections 71 and 73 of the 1996 Act, only sums payable to an employee by way of wages or salary are to be treated as remuneration.
In the case of accrual of rights under an employment-related benefit scheme within the meaning given by Schedule 5 to the Social Security Act 1989, nothing in paragraph (1)(a) concerning the treatment of additional maternity leave shall be taken to impose a requirement which exceeds the requirements of paragraph 5 of that Schedule.
This regulation applies where, during an employee’s ordinary or additional maternity leave period, it is not practicable by reason of redundancy for her employer to continue to employ her under her existing contract of employment.
Where there is a suitable available vacancy, the employee is entitled to be offered (before the end of her employment under her existing contract) alternative employment with her employer or his successor, or an associated employer, under a new contract of employment which complies with paragraph (3) (and takes effect immediately on the ending of her employment under the previous contract).
The new contract of employment must be such that—
the work to be done under it is of a kind which is both suitable in relation to the employee and appropriate for her to do in the circumstances, and
its provisions as to the capacity and place in which she is to be employed, and as to the other terms and conditions of her employment, are not substantially less favourable to her than if she had continued to be employed under the previous contract.
An employee who intends to return to work earlier than the end of her additional maternity leave period, shall give to her employer not less than 8 weeks' notice of the date on which she intends to return.
If an employee attempts to return to work earlier than the end of her additional maternity leave period without complying with paragraph (1), her employer is entitled to postpone her return to a date such as will secure, subject to paragraph (3), that he has 8 weeks' notice of her return.
An employee who complies with her obligations in paragraph (1) or whose employer has postponed her return in the circumstances described in paragraph (2), and who then decides to return to work—
earlier than the original return date, must give her employer not less than 8 weeks' notice of the date on which she now intends to return;
later than the original return date, must give her employer not less than 8 weeks' notice ending with the original return date.
In paragraph (2A) the “original return date” means the date which the employee notified to her employer as the date of her return to work under paragraph (1), or the date to which her return was postponed by her employer under paragraph (2).
An employer is not entitled under paragraph (2) to postpone an employee’s return to work to a date after the end of the relevant maternity leave period.
If an employee whose return to work has been postponed under paragraph (2) has been notified that she is not to return to work before the date to which her return was postponed, the employer is under no contractual obligation to pay her remuneration until the date to which her return was postponed if she returns to work before that date.
This regulation does not apply in a case where the employer did not notify the employee in accordance with regulation 7(6) and (7) of the date on which her additional maternity leave period would end.
(Repealed)
Subject to paragraph (5), an employee may carry out up to 10 days' work for her employer during her statutory maternity leave period without bringing her maternity leave to an end.
For the purposes of this regulation, any work carried out on any day shall constitute a day’s work.
Subject to paragraph (4), for the purposes of this regulation, work means any work done under the contract of employment and may include training or any activity undertaken for the purposes of keeping in touch with the workplace.
Reasonable contact from time to time between an employee and her employer which either party is entitled to make during a maternity leave period (for example to discuss an employee’s return to work) shall not bring that period to an end.
Paragraph (1) shall not apply in relation to any work carried out by the employee at any time from childbirth to the end of the period of two weeks which commences with the day on which childbirth occurs.
This regulation does not confer any right on an employer to require that any work be carried out during the statutory maternity leave period, nor any right on an employee to work during the statutory maternity leave period.
Any days' work carried out under this regulation shall not have the effect of extending the total duration of the statutory maternity leave period.
An employee who— is entitled, in accordance with these Regulations, to be absent from work on parental leave for the purpose of caring for that child.
has been continuously employed for a period of not less than a year or is to be treated as having been so employed by virtue of paragraph (1A); and
has, or expects to have, responsibility for a child,
(Repealed)
An employee has responsibility for a child, for the purposes of paragraph (1), if—
he has parental responsibility or, in Scotland, parental responsibilities for the child; or
he has been registered as the child’s father under any provision of section 10(1) or 10A(1) of the Births and Deaths Registration Act 1953 or of section 18(1) or (2) of the Registration of Births, Deaths and Marriages (Scotland) Act 1965 .
(Repealed)
An employee is entitled to eighteen weeks’ leave in respect of any individual child.
(Repealed)
Where the period for which an employee is normally required, under his contract of employment, to work in the course of a week does not vary, a week’s leave for the employee is a period of absence from work which is equal in duration to the period for which he is normally required to work.
Where the period for which an employee is normally required, under his contract of employment, to work in the course of a week varies from week to week or over a longer period, or where he is normally required under his contract to work in some weeks but not in others, a week’s leave for the employee is a period of absence from work which is equal in duration to the period calculated by dividing the total of the periods for which he is normally required to work in a year by 52.
Where an employee takes leave in periods shorter than the period which constitutes, for him, a week’s leave under whichever of paragraphs (2) and (3) is applicable in his case, he completes a week’s leave when the aggregate of the periods of leave he has taken equals the period constituting a week’s leave for him under the applicable paragraph.
An employee may not exercise any entitlement to parental leave in respect of a child after the date of the child’s 18th birthday.
The provisions set out in Schedule 2 apply in relation to parental leave in the case of an employee whose contract of employment does not include a provision which—
confers an entitlement to absence from work for the purpose of caring for a child, and
incorporates or operates by reference to all or part of a collective agreement or workforce agreement.
The Secretary of State must from time to time—
carry out a review of regulations 13 to 16 and Schedule 2,
set out the conclusions of the review in a report, and
publish the report.
In carrying out the review the Secretary of State must, so far as is reasonable, have regard to how Council Directive 2010/18/EU of 8 March 2010 implementing the revised framework agreement on parental leave (which is implemented by means of regulations 13 to 16 and Schedule 2) is implemented in other member States.
The report must in particular—
set out the objectives intended to be achieved by the regulatory system established by those regulations,
assess the extent to which those objectives are achieved, and
assess whether those objectives remain appropriate and, if so, the extent to which they could be achieved with a system that imposes less regulation.
The first report under this regulation must be published before the end of the period of five years beginning with the day on which this regulation comes into force.
Reports under this regulation are afterwards to be published at intervals not exceeding five years.
An employee who takes ... parental leave—
is entitled, during the period of leave, to the benefit of her employer’s implied obligation to her of trust and confidence and any terms and conditions of her employment relating to—
notice of the termination of the employment contract by her employer;
compensation in the event of redundancy, or
disciplinary or grievance procedures;
is bound, during that period, by her implied obligation to her employer of good faith and any terms and conditions of her employment relating to—
notice of the termination of the employment contract by her;
the disclosure of confidential information;
the acceptance of gifts or other benefits, or
the employee’s participation in any other business.
An employee who returns to work after a period of ordinary maternity leave, or a period of parental leave of four weeks or less, which was— is entitled to return to the job in which she was employed before her absence.
an isolated period of leave, or
the last of two or more consecutive periods of statutory leave which did not include—
any period of parental leave of more than four weeks; or
any period of statutory leave which when added to any other period of statutory leave (excluding parental leave) taken in relation to the same child means that the total amount of statutory leave taken in relation to that child totals more than 26 weeks,
An employee who returns to work after— is entitled to return from leave to the job in which she was employed before her absence or, if it is not reasonably practicable for the employer to permit her to return to that job, to another job which is both suitable for her and appropriate for her to do in the circumstances.
a period of additional maternity leave, or a period of parental leave of more than four weeks, whether or not preceded by another period of statutory leave, or
a period of ordinary maternity leave, or a period of parental leave of four weeks or less, not falling within the description in paragraph (1)(a) or (b) above,
The reference in paragraphs (1) and (2) to the job in which an employee was employed before her absence is a reference to the job in which she was employed—
if her return is from an isolated period of statutory leave, immediately before that period began;
if her return is from consecutive periods of statutory leave, immediately before the first such period.
This regulation does not apply where regulation 10 applies.
An employee’s right to return under regulation 18(1) or (2) is a right to return—
with her seniority, pension rights and similar rights as they would have been if she had not been absent, and
on terms and conditions not less favourable than those which would have applied if she had not been absent.
In the case of accrual of rights under an employment-related benefit scheme within the meaning given by Schedule 5 to the Social Security Act 1989, nothing in paragraph (1)(a) concerning the treatment of additional maternity leave shall be taken to impose a requirement which exceeds the requirements of paragraphs 5 and 6 of that Schedule.
The provisions in paragraph (1) for an employee to be treated as if she had not been absent refer to her absence—
if her return is from an isolated period of statutory leave, since the beginning of that period;
if her return is from consecutive periods of statutory leave, since the beginning of the first such period.
An employee is entitled under section 47C of the 1996 Act not to be subjected to any detriment by any act, or any deliberate failure to act, by her employer done for any of the reasons specified in paragraph (2).
The reasons referred to in paragraph (1) are that the employee—
is pregnant;
has given birth to a child;
is the subject of a relevant requirement, or a relevant recommendation, as defined by section 66(2) of the 1996 Act;
took, sought to take or availed herself of the benefits of, ordinary maternity leave or additional maternity leave;
took or sought to take—
(Repealed)
parental leave, or
time off under section 57A of the 1996 Act;
failed to return after a period of ordinary or additional maternity leave in a case where—
the employer did not notify her, in accordance with regulation 7(6) and (7) or otherwise, of the date on which the period in question would end, and she reasonably believed that that period had not ended, or
the employer gave her less than 28 days' notice of the date on which the period in question would end, and it was not reasonably practicable for her to return on that date;
undertook, considered undertaking or refused to undertake work in accordance with regulation 12A;
declined to sign a workforce agreement for the purpose of these Regulations, or
being— performed (or proposed to perform) any functions or activities as such a representative or candidate.
a representative of members of the workforce for the purposes of Schedule 1, or
a candidate in an election in which any person elected will, on being elected, become such a representative,
For the purposes of paragraph (2)(d), a woman avails herself of the benefits of ordinary maternity leave if, during her ordinary maternity leave period, she avails herself of the benefit of any of the terms and conditions of her employment preserved by section 71 of the 1996 Act and regulation 9 during that period.
For the purposes of paragraph (2)(d), a woman avails herself of the benefits of additional maternity leave if, during her additional maternity leave period, she avails herself of the benefit of any of the terms and conditions of her employment preserved by section 73 of the 1996 Act and regulation 9 during that period.
Paragraph (1) does not apply in a case where the detriment in question amounts to dismissal within the meaning of Part X of the 1996 Act.
Paragraph (2)(b) only applies where the act or failure to act takes place during the employee’s ordinary or additional maternity leave period.
For the purposes of paragraph (5)—
where an act extends over a period, the reference to the date of the act is a reference to the last day of that period, and
a failure to act is to be treated as done when it was decided on.
For the purposes of paragraph (6), in the absence of evidence establishing the contrary an employer shall be taken to decide on a failure to act—
when he does an act inconsistent with doing the failed act, or
if he has done no such inconsistent act, when the period expires within which he might reasonably have been expected to do the failed act if it were to be done.
An employee who is dismissed is entitled under section 99 of the 1996 Act to be regarded for the purposes of Part X of that Act as unfairly dismissed if—
the reason or principal reason for the dismissal is of a kind specified in paragraph (3), or
the reason or principal reason for the dismissal is that the employee is redundant, and regulation 10 has not been complied with.
An employee who is dismissed shall also be regarded for the purposes of Part X of the 1996 Act as unfairly dismissed if—
the reason (or, if more than one, the principal reason) for the dismissal is that the employee was redundant;
it is shown that the circumstances constituting the redundancy applied equally to one or more employees in the same undertaking who held positions similar to that held by the employee and who have not been dismissed by the employer, and
it is shown that the reason (or, if more than one, the principal reason) for which the employee was selected for dismissal was a reason of a kind specified in paragraph (3).
The kinds of reason referred to in paragraphs (1) and (2) are reasons connected with—
the pregnancy of the employee;
the fact that the employee has given birth to a child;
the application of a relevant requirement, or a relevant recommendation, as defined by section 66(2) of the 1996 Act;
the fact that she took, sought to take or availed herself of the benefits of, ordinary maternity leave or additional maternity leave;
the fact that she took or sought to take—
(Repealed)
parental leave, or
time off under section 57A of the 1996 Act;
the fact that she failed to return after a period of ordinary or additional maternity leave in a case where—
the employer did not notify her, in accordance with regulation 7(6) and (7) or otherwise, of the date on which the period in question would end, and she reasonably believed that that period had not ended, or
the employer gave her less than 28 days' notice of the date on which the period in question would end, and it was not reasonably practicable for her to return on that date;
the fact that she undertook, considered undertaking or refused to undertake work in accordance with regulation 12A;
the fact that she declined to sign a workforce agreement for the purposes of these Regulations, or
the fact that the employee, being— performed (or proposed to perform) any functions or activities as such a representative or candidate.
a representative of members of the workforce for the purposes of Schedule 1, or
a candidate in an election in which any person elected will, on being elected, become such a representative,
Paragraphs (1)(b) and (3)(b) only apply where the dismissal ends the employee’s ordinary or additional maternity leave period.
Paragraphs (3) and (3A) of regulation 19 apply for the purposes of paragraph (3)(d) as they apply for the purposes of paragraph (2)(d) of that regulation.
(Repealed)
Paragraph (1) does not apply in relation to an employee if—
it is not reasonably practicable for a reason other than redundancy for the employer (who may be the same employer or a successor of his) to permit her to return to a job which is both suitable for her and appropriate for her to do in the circumstances;
an associated employer offers her a job of that kind, and
she accepts or unreasonably refuses that offer.
Where on a complaint of unfair dismissal any question arises as to whether the operation of paragraph (1) is excluded by the provisions of paragraph ... (7), it is for the employer to show that the provisions in question were satisfied in relation to the complainant.
This regulation applies where an employee is entitled to— (referred to in paragraph (2) as a “statutory right") and also to a right which corresponds to that right and which arises under the employee’s contract of employment or otherwise.
ordinary maternity leave;
additional maternity leave, or
parental leave,
In a case where this regulation applies—
the employee may not exercise the statutory right and the corresponding right separately but may, in taking the leave for which the two rights provide, take advantage of whichever right is, in any particular respect, the more favourable, and
the provisions of the 1996 Act and of these Regulations relating to the statutory right apply, subject to any modifications necessary to give effect to any more favourable contractual terms, to the exercise of the composite right described in sub-paragraph (a) as they apply to the exercise of the statutory right.
Where— that week shall be disregarded for the purpose of the calculation and account shall be taken of remuneration in earlier weeks so as to bring up to twelve the number of weeks of which account is taken.
under Chapter II of part XIV of the 1996 Act, the amount of a week’s pay of an employee falls to be calculated by reference to the average rate of remuneration, or the average amount of remuneration, payable to the employee in respect of a period of twelve weeks ending on a particular date (referred to as “the calculation date");
during a week in that period, the employee was absent from work on ordinary or additional maternity leave or parental leave, and
remuneration is payable to the employee in respect of that week under her contract of employment, but the amount payable is less than the amount that would be payable if she were working,
Regulation 2(1)
An agreement is a workforce agreement for the purposes of these Regulations if the following conditions are satisfied—
the agreement is in writing;
it has effect for a specified period not exceeding five years;
it applies either—
to all of the relevant members of the workforce, or
to all of the relevant members of the workforce who belong to a particular group;
the agreement is signed— and
in the case of an agreement of the kind referred to in sub-paragraph (c)(i), by the representatives of the workforce, and in the case of an agreement of the kind referred to in sub-paragraph (c)(ii), by the representatives of the group to which the agreement applies (excluding, in either case, any representative not a relevant member of the workforce on the date on which the agreement was first made available for signature), or
if the employer employed 20 or fewer employees on the date referred to in sub-paragraph (d)(i), either by the appropriate representatives in accordance with that sub-paragraph or by the majority of the employees employed by him;
before the agreement was made available for signature, the employer provided all the employees to whom it was intended to apply on the date on which it came into effect with copies of the text of the agreement and such guidance as those employees might reasonably require in order to understand it in full.
For the purposes of this Schedule—
The requirements concerning elections referred to in paragraph 2 are that—
the number of representatives to be elected is determined by the employer;
the candidates for election as representatives of the workforce are relevant members of the workforce, and the candidates for election as representatives of a group are members of the group;
no employee who is eligible to be a candidate is unreasonably excluded from standing for election;
all the relevant members of the workforce are entitled to vote for representatives of the workforce, and all the members of a particular group are entitled to vote for representatives of the group;
the employees entitled to vote may vote for as many candidates as there are representatives to be elected, and
the election is conducted so as to secure that—
so far as is reasonably practicable, those voting do so in secret, and
the votes given at the election are fairly and accurately counted.
Regulation 16