세계법령정보센터

「2001기업법」

최종 개정일: 2015년 4월 29일

□ 개 요 호주 2001기업법은 총5권으로 이루어져 있다. 제1권에서는 제260조, 2권에서는 601조, 제3권에서는 742조까지, 제4권에서는 1200조까지, 마지막 5권에서는 1549조까지와 부칙을 규정하고 있다. 관련 주에서 이 법의 시행은 연방의회가 헌법 제51조에 따라 갖고 있는 입법권에 근거한다. 두 개의 자치지구의 경우 헌법 제122조의 입법권에 근거한다. 이 법은 호주 증권투자위원회(ASIC)의 역할 규율, 회사의 등록, 회사유형, 주식발행과 배당 등을 규율하고 있다.

Chapter 1—Introductory

Part 1.1—Preliminary

Part 1.1A—Interaction between Corporations legislation and State and Territory laws

Part 1.2—Interpretation

Division 1—General

Division 2—Associates

Division 3—Carrying on business

Division 5A—Types of company

Division 6—Subsidiaries and related bodies corporate

Division 6A—Security interests

Division 7—Interpretation of other expressions

Division 8—Miscellaneous interpretation rules

Part 1.2A—Disclosing entities

Division 1—Object of Part

Division 2—Definitions

Division 3—Significance of being a disclosing entity

Division 4—Exemptions and modifications

Part 1.4—Technical provisions about aids for readers

Part 1.5—Small business guide

Part 1.6—Interaction with Australian Charities and Not-for-profits Commission Act 2012

Chapter 2A—Registering a company

Part 2A.1—What companies can be registered

Part 2A.2—How a company is registered

Chapter 2B—Basic features of a company

Part 2B.1—Company powers and how they are exercised

Part 2B.2—Assumptions people dealing with companies are entitled to make

Part 2B.3—Contracts before registration

Part 2B.4—Replaceable rules and constitution

Part 2B.5—Registered office and places of business

Part 2B.6—Names

Division 1—Selecting and using a name

Division 2—Changing a company’s name

Part 2B.7—Changing company type

Chapter 2C—Registers

Part 2C.1—Registers generally

Part 2C.2—Notice by proprietary companies of changes to member register

Chapter 2D—Officers and employees

Part 2D.1—Duties and powers

Division 1—General duties

Division 2—Disclosure of, and voting on matters involving, material personal interests

Division 3—Duty to discharge certain trust liabilities

Division 4—Powers

Part 2D.2—Restrictions on indemnities, insurance and termination payments

Division 1—Indemnities and insurance for officers and auditors

Division 2—Termination payments

Part 2D.3—Appointment, remuneration and cessation of appointment of directors

Division 1—Appointment of directors

Subdivision A—General rules

Subdivision B—Limits on numbers of directors of public companies

Division 2—Remuneration of directors

Division 3—Resignation, retirement or removal of directors

Part 2D.4—Appointment of secretaries

Part 2D.5—Public information about directors and secretaries

Part 2D.6—Disqualification from managing corporations

Part 2D.7—Ban on hedging remuneration of key management personnel

Part 2D.8—Remuneration recommendations in relation to key management personnel for disclosing entities

Chapter 2E—Related party transactions

Part 2E.1—Member approval needed for related party benefit

Division 1—Need for member approval

Division 2—Exceptions to the requirement for member approval

Division 3—Procedure for obtaining member approval

Part 2E.2—Related parties and financial benefits

Part 2E.3—Interaction with other rules

Chapter 2F—Members’ rights and remedies

Part 2F.1—Oppressive conduct of affairs

Part 2F.1A—Proceedings on behalf of a company by members and others

Part 2F.2—Class rights

Part 2F.3—Inspection of books

Part 2F.4—Proceedings against a company by members and others

Chapter 2G—Meetings

Part 2G.1—Directors’ meetings

Division 1—Resolutions and declarations without meetings

Division 2—Directors’ meetings

Part 2G.2—Meetings of members of companies

Division 1—Resolutions without meetings

Division 2—Who may call meetings of members

Division 3—How to call meetings of members

Division 4—Members’ rights to put resolutions etc. at general meetings

Division 5—Holding meetings of members

Division 6—Proxies and body corporate representatives

Division 7—Voting at meetings of members

Division 8—AGMs of public companies

Division 9—Meetings arising from concerns about remuneration reports

Part 2G.3—Minutes and members’ access to minutes

Part 2G.4—Meetings of members of registered managed investment schemes

Division 1—Who may call meetings of members

Division 2—How to call meetings of members

Division 3—Members’ rights to put resolutions etc. at meetings of members

Division 4—Holding meetings of members

Division 5—Proxies and body corporate representatives

Division 6—Voting at meetings of members

Division 7—Minutes and members’ access to minutes

Chapter 2H—Shares

Part 2H.1—Issuing and converting shares

Part 2H.2—Redemption of redeemable preference shares

Part 2H.3—Partly-paid shares

Part 2H.4—Capitalisation of profits

Part 2H.5—Dividends

Part 2H.6—Notice requirements

Chapter 2J—Transactions affecting share capital

Part 2J.1—Share capital reductions and share buy-backs

Division 1—Reductions in share capital not otherwise authorised by law

Division 2—Share buy-backs

Division 3—Other share capital reductions

Part 2J.2—Self-acquisition and control of shares

Part 2J.3—Financial assistance

Part 2J.4—Interaction with general directors’ duties

Volume 2

Chapter 2L—Debentures

Part 2L.1—Requirement for trust deed and trustee

Part 2L.2—Duties of borrower

Part 2L.3—Duties of guarantor

Part 2L.4—Trustee

Part 2L.5—Meetings of debenture holders

Part 2L.6—Civil liability

Part 2L.7—ASIC powers

Part 2L.8—Court

Part 2L.9—Location of other debenture provisions

Chapter 2M—Financial reports and audit

Part 2M.1—Overview

Part 2M.2—Financial records

Part 2M.3—Financial reporting

Division 1—Annual financial reports and directors’ reports

Division 2—Half-year financial report and directors’ report

Division 3—Audit and auditor’s report

Division 4—Annual financial reporting to members

Division 5—Lodging reports with ASIC

Division 6—Special provisions about consolidated financial statements

Division 7—Financial years and half-years

Division 8—Disclosure by listed companies of information filed overseas

Part 2M.4—Appointment and removal of auditors

Division 1—Entities that may be appointed as an auditor for a company or registered scheme

Division 2—Registration requirements

Division 3—Auditor independence

Division 4—Deliberately disqualifying auditor

Division 5—Auditor rotation for listed companies

Division 6—Appointment, removal and fees of auditors for companies

Division 7—Appointment, removal and fees of auditors for registered schemes

Part 2M.4A—Annual transparency reports for auditors

Part 2M.5—Accounting and auditing standards

Part 2M.6—Exemptions and modifications

Part 2M.7—Sanctions for contraventions of Chapter

Chapter 2N—Updating ASIC information about companies and registered schemes

Part 2N.1—Review date

Part 2N.2—Extract of particulars

Part 2N.3—Solvency resolution

Part 2N.4—Return of particulars

Part 2N.5—Notice by proprietary companies of changes to ultimate holding company

Chapter 2P—Lodgments with ASIC

Chapter 5—External administration

Part 5.1—Arrangements and reconstructions

Part 5.2—Receivers, and other controllers, of property of corporations

Part 5.3A—Administration of a company’s affairs with a view to executing a deed of company arrangement

Division 1—Preliminary

Division 2—Appointment of administrator and first meeting of creditors

Division 3—Administrator assumes control of company’s affairs

Division 4—Administrator investigates company’s affairs

Division 5—Meeting of creditors decides company’s future

Division 6—Protection of company’s property during administration

Division 7—Rights of secured party, owner or lessor

Division 8—Powers of administrator

Division 9—Administrator’s liability and indemnity for debts of administration

Division 10—Execution and effect of deed of company arrangement

Division 11—Variation, termination and avoidance of deed

Division 11A—Deed administrator’s accounts

Division 12—Transition to creditors’ voluntary winding up

Division 13—Powers of Court

Division 14—Qualifications of administrators

Division 15—Removal, replacement and remuneration of administrator

Division 16—Notices about steps taken under Part

Division 17—Miscellaneous

Part 5.4—Winding up in insolvency

Division 1—When company to be wound up in insolvency

Division 2—Statutory demand

Division 3—Application to set aside statutory demand

Division 4—Application for order to wind up company in insolvency

Part 5.4A—Winding up by the Court on other grounds

Part 5.4B—Winding up in insolvency or by the Court

Division 1A—Preliminary

Division 1—General

Division 1A—Effect of winding up order

Division 2—Court-appointed liquidators

Division 3—General powers of Court

Part 5.4C—Winding up by ASIC

Part 5.5—Voluntary winding up

Division 1A—Preliminary

Division 1—Resolution for winding up

Division 2—Members’ voluntary winding up

Division 3—Creditors’ voluntary winding up

Division 4—Voluntary winding up generally

Part 5.6—Winding up generally

Division 1—Preliminary

Division 1A—When winding up taken to begin

Division 2—Contributories

Division 3—Liquidators

Division 4—General

Division 5—Committees of inspection

Division 6—Proof and ranking of claims

Division 7—Effect on certain transactions

Division 7A—Disclaimer of onerous property

Division 7B—Effect on enforcement process against company’s property

Division 8—Pooling

Division 9—Co-operation between Australian and foreign courts in external administration matters

Part 5.7—Winding up bodies other than companies

Part 5.7B—Recovering property or compensation for the benefit of creditors of insolvent company

Division 1—Preliminary

Division 2—Voidable transactions

Division 2A—Vesting of PPSA security interests if not continuously perfected

Division 2B—Security interests in favour of company officers etc.

Division 3—Director’s duty to prevent insolvent trading

Division 4—Director liable to compensate company

Division 5—Liability of holding company for insolvent trading by subsidiary

Division 6—Application of compensation under Division 4 or 5

Division 7—Person managing a corporation while disqualified may become liable for corporation’s debts

Part 5.8—Offences

Part 5.8A—Employee entitlements

Part 5.9—Miscellaneous

Division 1—Examining a person about a corporation

Division 2—Orders against a person in relation to a corporation

Division 3—Provisions applying to various kinds of external administration

Chapter 5A—Deregistration, and transfer of registration, of companies

Part 5A.1—Deregistration

Part 5A.2—Transfer of registration

Chapter 5B—Bodies corporate registered as companies, and registrable bodies

Part 5B.1—Registering a body corporate as a company

Division 1—Registration

Division 2—Operation of this Act

Part 5B.2—Registrable bodies

Division 1A—Preliminary

Division 1—Registrable Australian bodies

Division 2—Foreign companies

Division 3—Bodies registered under this Part

Division 4—Register of debenture holders for non-companies

Part 5B.3—Names of registrable Australian bodies and foreign companies

Volume 3

Chapter 5C—Managed investment schemes

Part 5C.1—Registration of managed investment schemes

Part 5C.2—The responsible entity

Division 1—Responsibilities and powers

Division 2—Changing the responsible entity

Division 3—Consequences of change of responsible entity

Part 5C.3—The constitution

Part 5C.4—The compliance plan

Part 5C.5—The compliance committee

Part 5C.6—Members’ rights to withdraw from a scheme

Part 5C.7—Related party transactions

Part 5C.8—Effect of contraventions (civil liability and voidable contracts)

Part 5C.9—Winding up

Part 5C.10—Deregistration

Part 5C.11—Exemptions and modifications

Chapter 5D—Licensed trustee companies

Part 5D.1—Preliminary

Part 5D.2—Powers etc. of licensed trustee companies

Division 1—General provisions

Division 2—Accounts

Division 3—Common funds

Part 5D.3—Regulation of fees charged by licensed trustee companies

Division 1—Disclosure of fees

Division 2—General provisions about charging fees

Division 3—Fees otherwise than for being trustee or manager of a charitable trust

Division 4—Fees for being trustee or manager of a charitable trust

Division 5—Miscellaneous

Part 5D.4—Duties of officers and employees of licensed trustee companies

Part 5D.5—Limit on control of licensed trustee companies

Division 1—15% voting power limit

Division 2—Approval to exceed 15% voting power limit

Division 3—Other matters

Part 5D.6—ASIC-approved transfers of estate assets and liabilities

Division 1—Preliminary

Division 2—Transfer of estate assets and liabilities

Division 3—Other matters related to the transfer of estate assets and liabilities

Division 4—Miscellaneous

Part 5D.7—Contraventions and holding out

Part 5D.8—Exemptions and modifications

Chapter 6—Takeovers

Part 6.1—Prohibited acquisitions of relevant interests in voting shares

Part 6.2—Exceptions to the prohibition

Part 6.3—The different types of takeover bid

Part 6.4—Formulating the takeover offer

Division 1—General

Division 2—Consideration for the offer

Division 3—The offer period

Division 4—Conditional offers

Part 6.5—The takeover procedure

Division 1—The overall procedure

Division 2—The bidder’s statement

Division 3—The target’s response

Division 4—Updating and correcting the bidder’s statement and target’s statement

Division 5—General rules on takeover procedure

Part 6.6—Variation of offers

Division 1—Market bids

Division 2—Off-market bids (express variation by bidder)

Division 3—Off-market bids (automatic variations)

Part 6.7—Withdrawal and suspension of offers

Part 6.8—Acceptances

Part 6.9—Other activities during the bid period

Part 6.10—Review and intervention

Division 1—ASIC’s power to exempt and modify

Division 2—The Takeovers Panel

Division 3—Court powers

Chapter 6A—Compulsory acquisitions and buy-outs

Part 6A.1—Compulsory acquisitions and buy-outs following takeover bid

Division 1—Compulsory acquisition of bid class securities

Division 2—Compulsory buy-out of bid class securities

Division 3—Compulsory buy-out of convertible securities

Part 6A.2—General compulsory acquisitions and buy-outs

Division 1—Compulsory acquisition of securities by 90% holder

Division 2—Compulsory buy-out of convertible securities by 100% holder

Part 6A.3—Completion of compulsory acquisition of securities

Part 6A.4—Experts’ reports and valuations

Part 6A.5—Records of unclaimed consideration

Part 6A.6—ASIC powers

Chapter 6B—Rights and liabilities in relation to Chapter 6 and 6A matters

Chapter 6C—Information about ownership of listed companies and managed investment schemes

Part 6C.1—Substantial holding information

Part 6C.2—Tracing beneficial ownership of shares

Part 6C.3—ASIC powers

Chapter 6CA—Continuous disclosure

Chapter 6D—Fundraising

Part 6D.1—Application of the fundraising provisions

Part 6D.2—Disclosure to investors about securities

Division 1—Overview

Division 2—Offers that need disclosure to investors

Division 3—Types of disclosure documents

Division 4—Disclosure requirements

Division 5—Procedure for offering securities

Part 6D.3—Prohibitions, liabilities and remedies

Division 1—Prohibitions and liabilities

Division 2—Remedies

Part 6D.4—ASIC’s powers

Part 6D.5—Miscellaneous

Volume 4

Chapter 7—Financial services and markets

Part 7.1—Preliminary

Division 1—Object of Chapter and outline of Chapter

Division 2—Definitions

Division 3—What is a financial product?

Division 4—When does a person provide a financial service?

Division 5—What is a financial market?

Division 6—What is a clearing and settlement facility?

Division 7—General provisions relating to civil and criminal liability

Part 7.2—Licensing of financial markets

Division 1—Preliminary

Division 2—Requirement to be licensed

Division 3—Regulation of market licensees

Division 4—The Australian market licence

Division 5—Other matters

Part 7.2A—Supervision of financial markets

Part 7.3—Licensing of clearing and settlement facilities

Division 1—Requirement to be licensed

Division 2—Regulation of CS facility licensees

Division 3—The Australian CS facility licence

Division 4—Other matters

Part 7.4—Limits on involvement with licensees

Division 1—Limit on control of certain licensees

Division 2—Individuals who are not fit and proper are disqualified

Division 3—Miscellaneous

Part 7.5—Compensation regimes for financial markets

Division 1—Preliminary

Division 2—When there must be a compensation regime

Division 3—Approved compensation arrangements

Division 4—NGF Compensation regime

Division 5—Provisions common to both kinds of compensation arrangements

Division 6—Miscellaneous

Part 7.5A—Regulation of derivative transactions and derivative trade repositories

Division 1—Application of Part

Division 2—Regulation of derivative transactions: derivative transaction rules

Division 3—Regulation of licensed derivative trade repositories: supervision by ASIC

Division 4—Regulation of licensed derivative trade repositories: derivative trade repository rules

Division 5—Regulation of licensed derivative trade repositories: other obligations and powers

Division 6—Regulation of licensed derivative trade repositories: licensing

Division 7—Regulation of prescribed derivative trade repositories

Division 8—Other matters

Part 7.6—Licensing of providers of financial services

Division 1—Preliminary

Division 2—Requirement to be licensed or authorized

Division 3—Obligations of financial services licensees

Division 4—Australian financial services licences

Division 5—Authorised representatives

Division 6—Liability of financial services licensees for representatives

Division 8—Banning or disqualification of persons from providing financial services

Division 9—Registers relating to financial services

Division 10—Restrictions on use of terminology

Division 11—Agreements with unlicensed persons relating to the provision of financial services

Division 12—Miscellaneous

Part 7.7—Financial services disclosure

Division 1—Preliminary

Division 2—Person provided with financial service as retail client to be given a Financial Services Guide

Division 3—Additional requirements for personal advice provided to a retail client

Division 4—Other disclosure requirements

Division 6—Miscellaneous

Division 7—Enforcement

Part 7.7A—Best interests obligations and remuneration

Division 1—Preliminary

Division 2—Best interests obligations

Division 3—Charging ongoing fees to clients

Division 4—Conflicted remuneration

Division 5—Other banned remuneration

Division 6—Anti-avoidance

Division 7—Transition

Part 7.8—Other provisions relating to conduct etc. connected with financial products and financial services, other than financial product disclosure

Division 1—Preliminary

Division 2—Dealing with clients’ money

Division 3—Dealing with other property of clients

Division 4—Special provisions relating to insurance

Division 4A—Special provisions relating to margin lending facilities

Division 5—Obligations to report

Division 6—Financial records, statements and audit

Division 7—Other rules about conduct

Division 8—Miscellaneous

Division 9—Enforcement

Part 7.9—Financial product disclosure and other provisions relating to issue, sale and purchase of financial products

Division 1—Preliminary

Division 2—Product Disclosure Statements

Division 3—Other disclosure obligations of the issuer of a financial product

Division 4—Advertising for financial products

Division 5—Cooling-off periods

Division 5A—Unsolicited offers to purchase financial products off-market

Division 5B—Disclosure etc. in relation to short sales covered by securities lending arrangement of listed section 1020B products

Division 5C—Information about CGS depository interests

Division 6—Miscellaneous

Division 7—Enforcement

Part 7.10—Market misconduct and other prohibited conduct relating to financial products and financial services

Division 1—Preliminary

Division 2—The prohibited conduct (other than insider trading prohibitions)

Division 2A—Proportionate liability for misleading and deceptive conduct

Division 3—The insider trading prohibitions

Division 4—Defences, relief and limits on liability

Division 5—Miscellaneous

Part 7.11—Title and transfer

Division 1—Title to certain securities

Division 2—Transfer of certain

Division 3—Transfer of certain securities effected otherwise than through a prescribed CS facility

Division 4—Transfer of financial products effected through prescribed CS facility

Division 5—Exemptions and modifications

Part 7.12—Miscellaneous

Division 1—Qualified privilege

Division 2—Other matters

Chapter 8—Mutual recognition of securities offers

Part 8.1—Preliminary

Part 8.2—Foreign offers that are recognised in this jurisdiction

Division 1—Recognised offers

Division 2—Effect of a recognised offer

Division 3—Ongoing conditions for recognised offers

Division 4—Modification of provisions of this Act

Division 5—ASIC’s powers in relation to recognised offers

Division 6—Miscellaneous

Part 8.3—Offers made under foreign recognition schemes

Volume 5

Chapter 9—Miscellaneous

Part 9.1—Registers and registration of documents

Part 9.2—Registration of auditors and liquidators

Division 1—Interpretation

Division 2—Registration

Division 2A—Conditions on registration of auditors

Division 3—Cancellation or suspension of registration

Part 9.2A—Authorised audit companies

Division 1—Registration

Division 2—Cancellation or suspension of registration

Part 9.3—Books

Part 9.4—Offences

Division 1A—Application of the Criminal Code

Division 1—Specific offences

Division 2—Offences generally

Part 9.4AAA—Protection for whistleblowers

Part 9.4A—Review by Administrative Appeals Tribunal of certain decisions

Part 9.4AA—Infringement notices for alleged contraventions of continuous disclosure provisions

Part 9.4B—Civil consequences of contravening civil penalty provisions

Part 9.5—Powers of Courts

Part 9.6—Proceedings

Part 9.6A—Jurisdiction and procedure of Courts

Division 1—Civil jurisdiction

Division 2—Criminal jurisdiction

Part 9.7—Unclaimed property

Part 9.9—Miscellaneous

Part 9.10—Fees imposed by the Corporations (Fees) Act 2001 and the Corporations (Review Fees) Act 2003

Part 9.12—Regulations

Chapter 10—Transitional provisions

Part 10.1—Transition from the old corporations legislation

Division 1—Preliminary

Division 2—Carrying over registration of companies

Division 3—Carrying over the old Corporations Regulations

Division 4—Court proceedings and orders

Division 5—Other specific transitional provisions

Division 6—General transitional provisions relating to other things done etc. under the old corporations legislation

Division 7—Regulations dealing with transitional matters

Part 10.2—Transitional provisions relating to the Financial Services Reform Act 2001

Division 1—Transitional provisions relating to the phasing-in of the new financial services regime

Division 2—Other transitional provisions

Part 10.3—Transitional provisions relating to the Corporations Legislation Amendment Act 2003

Part 10.4—Transitional provisions relating to the Financial Services Reform Amendment Act 2003

Part 10.5—Transitional provisions relating to the Corporate Law Economic Reform Program (Audit Reform and Corporate Disclosure) Act 2004

Part 10.8—Transitional provisions relating to the Corporations Amendment (Takeovers) Act 2007

Part 10.9—Transitional provisions relating to the Corporations Amendment (Insolvency) Act 2007

Part 10.10 Transitional provisions relating to the Corporations Amendment (Short Selling) Act 2008

Part 10.11—Transitional provisions relating to the Corporations Amendment (No. 1) Act 2009

Part 10.12—Transitional provisions relating to the Corporations Legislation Amendment (Financial Services Modernisation) Act 2009

Part 10.13—Transitional provisions relating to the Personal Property Securities (Corporations and Other Amendments) Act 2009

Part 10.14—Transitional provisions relating to the Corporations Amendment (Corporate Reporting Reform) Act 2010

Part 10.15—Transitional provisions relating to the Corporations Amendment (Financial Market Supervision) Act 2010

Part 10.16—Transitional provisions relating to the Corporations Amendment (No. 1) Act 2010

Part 10.17—Transitional provisions relating to the Corporations Amendment (Improving Accountability on Director and Executive Remuneration) Act 2011

Part 10.18—Transitional provisions relating to the Corporations Amendment (Further Future of Financial Advice Measures) Act 2012

Part 10.19—Transitional provisions relating to the Corporations Amendment (Phoenixing and Other Measures) Act 2012

Part 10.20—Transitional provisions relating to the Corporations Legislation Amendment (Audit Enhancement) Act 2012

Part 10.21—Transitional provision relating to the Corporations Legislation Amendment (Financial Reporting Panel) Act 2012

Part 10.21A—Transitional provisions relating to the Superannuation Legislation Amendment (Service Providers and Other Governance Measures) Act 2013

Part 10.22—Transitional provisions relating to the Superannuation Legislation Amendment (Further MySuper and Transparency Measures) Act 2012

Part 10.23—Transitional provisions relating to the Clean Energy Legislation (Carbon Tax Repeal) Act 2014

Part 10.24—Transitional provisions relating to the Corporations Legislation Amendment (Deregulatory and Other Measures) Act 2014

「2001기업법」

최종 개정일: 2015년 4월 29일

□ 목 차

Chapter1 – 도입

Part 1.1 – 서문

Part 1.1A – 기업법과 주 및 영토법과의 상호작용

Part 1.2 – 해석

Division 1— 총칙

Division 2— 협력

Division 3—경영수행

Division 4 – 삭제됨

Division 5A—회사 유형

Division 6— 자회사 및 관련 법인

Division 6A—담보이익/ 선취특권

Division 7— 다른 표현의 해석

Division 8— 기타 해석 규칙

Part 1.2A—공시기구

Division 1— 이 절의 목적

Division 2— 정의

Division 3— 공시기구의 중요성

Division 4— 면제와 수정

Part 1.3 삭제

Part 1.4— 독자를 돕기위한 기술 조항

Part 1.5— 중소기업 가이드

Part 1.6— 호주 자선단체와 비영리 위원회법 2012의 상호작용

Chapter 2A— 회사등록

Part 2A.1— 등록될 수 있는 회사

Part 2A.2— 등록절차

Chapter 2B— 회사의 기본 특징

Part 2B.1— 회사권한과 행사

Part 2B.2— 회사 인수인의 자격

Part 2B.3— 등록전 계약

Part 2B.4— 대체가능한 규정과 구조

Part 2B.5— 기업의 등록된 사무실과 장소

Part 2B.6— 명칭

Division 1— 명칭의 선택과 사용

Division 2— 회사명 변경

Part 2B.7— 회사유형 변경

Chapter 2C— 등록

Part 2C.1— 등록 일반

Part 2C.2— 회원 등록으로 변경하고자 하는 비공개회사의 공고

Chapter 2D— 임직원

Part 2D.1— 의무와 권한

Division 1— 일반적 의무

Division 2— 관련 문제에 대한 투표와 사적 이익 자료의 공개

Division 3— 특정 신탁 책임 이행 의무

Division 4— 권한

Part 2D.2— 배상금, 보험, 해지지급금의 제한

Division 1— 임원과 감사관 배상금 및 보험

Division 2— 해지지급금

Part 2D.3— 지명, 보수 및 중역 지명의 중지

Division 1—중역 지명

Subdivision A— 총칙

Subdivision B— 공개회사 중역수의 제한

Division 2— 중역의 보수

Division 3— 사임, 퇴직 또는 임원의 해고

Part 2D.4— 비서의 지명 204A ~ 204G

Part 2D.5— 중역과 비서에관한 공공 정보

Part 2D.6— 기업관리 자격박탈

Part 2D.7— 주요 관리 인사의 헤징 보수 금지

Part 2D.8— 공개단체의 주요 관리 인사와 관련된 보수

Chapter 2E— 관련 당사자 거래

Part 2E.1— 관련 당사자 혜택을 위해 필요한 회원 승인

Division 1— 회원 승인 필요

Division 2— 회원 승인 요건의 예외

Division 3— 회원 승인 획득 절차

Part 2E.2— 관련당사자와 금융 혜택

Part 2E.3— 다른 규칙과의 상호작용

Chapter 2F— 회원 권리와 구제

Part 2F.1— 업무상 강압 행위

Part 2F.1A— 회원 및 타인에 의한 회사 대리 절차

Part 2F.2— 등급별 권리

Part 2F.3— 장부 검사

Part 2F.4— 회원 및 타인에 의한 회사 대응 절차

Chapter 2G— 회의

Part 2G.1— 중역회의

Division 1—회의가 배제된 결의안과 선언

Division 2—중역회의

Part 2G.2— 회사 회원 회의

Division 1—회의가 배제된 결의안

Division 2—회원 회의를 소집할 수 있는 자

Division 3—회원 회의 소집 방법

Division 4—회원이 총회에 결의안등을 제시할 수 있는 권리

Division 5—회원의 회의 개최

Division 6—대리 및 법인의 대리

Division 7—회원 회의에서의 투표

Division 8— 공공회사의

Division 9— 보수 보고서에 대한 우려에서 기인한 회의

Part 2G.3— 회의록과 회원의 회의록 접근

Part 2G.4— 등록된 공동 투자제도 회원의 회의

Division 1—회원 회의를 소집할 수 있는 자

Division 2—회원 회의 소집 방법

Division 3— 회원 회의에서 결의안 등 안건을 제시할 회원의 권리

Division 4—회원의 회의 개최

Division 5—대리인 및 법인대리

Division 6—회원 회의 투표

Division 7—회의록 및 회원의 회의록 접근

Chapter 2H—주식

Part 2H.1—주식 발행과 전환

Part 2H.2— 상환우선주의 상환

Part 2H.3— 부분 지불 주식

Part 2H.4— 이윤의 자본화

Part 2H.5— 배당금

Part 2H.6— 공지 요건

Chapter 2J— 주식 자본에 영향을 끼치는 거래

Part 2J.1-주식 자본 삭감 및 되사기

Division 1—법률에의해 권한을 부여받지 않은 주식자본의 감소

Division 2— 주식 환매

Division 3— 다른 주식자본 감소

Part 2J.2— 주식의 자가습득과 관리

Part 2J.3— 재정적 원조(융자)

Part 2J.4— 총재의무와 상호작용

Chapter 2L—채무증서 Debentures

Part 2L.1—신탁양도증서와 신탁관리자 요건

Part 2L.2—차입자의 의무

Part 2L.3—보증인의 의무

Part 2L.4—신탁관리자

Part 2L.5—사채권자 회의

Part 2L.6—민사책임

Part 2L.7—호주증권투자위원회(ASIC) 권한

Part 2L.8—법원

Part 2L.9—기타 채무 관련 조항

Chapter 2M—재정보고와 회계감사

Part 2M.1—개요

Part 2M.2—재정기록

Part 2M.3—재정보고

Division 1—연례재정보고와 중역의 보고

Division 2—반연례재정보고와 중역의 보고

Division 3—회계감사와 회계감사관의 보고

Division 4—회원에게하는 연례 재정 보고

Division 5—ASIC 공탁 보고

Division 6—통합 재정 성명서에관한 특별 조항

Division 7—회계연도

Division 8—해외 정보분야 회사에 의한 공개

Part 2M.4—회계감사관의 지명과 철회

Division 1—회사 또는 등록제도 회계감사관으로 지명될 수 있는 독립체

Division 2— 등록요건

Division 3— 회계감사관 독립

Division 4— 고의적인 자격박탈 회계감사관

Division 5— 나열된 회사들의 회계감사관 순환교대

Division 6—회사 회계감사관 지명, 해임 및 수수료

Division 7—등록제도 감사관의 지명, 해임 및 수수료

Part 2M.4A—회계감사관 연례 투명성 보고

Part 2M.5—회계 및 감사기준

Part 2M.6—면제 및 수정

Part 2M.7— 위반에 대한 제재

Chapter 2N—회사와 등록제도에 관한 ASIC 정보 업데이트

Part 2N.1— 검토일

Part 2N.2— 특이사항 발췌

Part 2N.3— 지불 결의안

Part 2N.4— 특이사항 회신

Part 2N.5— 비상장회사가 지주회사로 변경됨을 알리는 공고

Chapter 2P—ASIC 공탁

Chapter 5— 외부 행정

Part 5.1— 협의 및 재건

Part 5.2— 법인 재산의 수임자와 다른 관리자

Part 5.3A—회사와 채권자 협의회 관점에서 회사 사건의 관리

Division 1— 사전조항

Division 2—관리인의 지명 및 첫번째 채권단 회의

Division 3—관리인의 회사 사건의 조정

Division 4—관리인의 회사 사건 조사

Division 5—채권단 회의에서 회사의 미래 결정

Division 6—관리기간동안 회사재산의 보호

Division 7—담보권자, 소유자 또는 임대인의 권리

Division 8—관리인의 권한

Division 9—관리인의 책임 및 관리인 부채의 배상

Division 10—회사 및 채권자 협의회의 실행과 효과

Division 11—증서의 변화, 종료 및 회피

Division 11A—증서 관리인의 계좌

Division 12—채권단의 자발적 해산으로 전환

Division 13—법원의 권한

Division 14—관리인 자격요건

Division 15—관리인의 해임, 대체 및 보수

Division 16—취해진 조치의 공고

Division 17—기타

Part 5.4—파산으로 인한 해산

Division 1—파산으로 회사가 해산되는 경우

Division 2—법정 수요

Division 3—법정 수요 무효화 신청

Division 4—파산으로인한 회사의 해사 명령 신청

Part 5.4A—다른 이유에 근거한 법원에 의한 해산

Part 5.4B—파산해산 또는 법원에 의한 해산

Division 1A—사전조항

Division 1—총칙

Division 1A—해산 명령의 효과

Division 2—법원 지명 청산인

Division 3—법원의 일반적 권한

Part 5.4C—ASIC에 의한 해산

Part 5.5—자발적 해산

Division 1A—사전조항

Division 1—해산 결의안

Division 2—회원의 자발적 해산

Division 3—채권인의 자발적 해산

Division 4—자발적 해산 일반

Part 5.6—해산 일반

Division 1—사전조항

Division 1A—해산이 시작되는 경우

Division 2— 기여자

Division 3— 청산자

Division 4— 일반

Division 5— 조사위원회

Division 6— 청구의 증거와 등급

Division 7— 특정 거래의 효과

Division 7A—부담스러운 재산의 부인

Division 7B—법인재산에 대한 강제절차 효과

Division 8— 풀링(Pooling)

Division 9—외부행정에서 호주와 외국정부의 협력

Part 5.7—회사 이외 단체의 해산

Part 5.7B—파산 회사의 채권자 이익을 위한 복구재산 또는 보상

Division 1—사전조항

Division 2— 취소가능거래

Division 2A— 계속 완료되지못하는 경우 PPSA 담보 이익의 권리부여

Division 2B—회사 임원등을 위한 선취특권

Division 3—지급불능상태 방지를 위한 임원의 의무

Division 4—보상회사에 대한 감독관 책임

Division 5—보조금으로 인한 지급불능상태에대한 지주회사 책임

Division 6—4또는 5관에 따른 보상 신청

Division 7—자격박탈 동안 기업을 경영한 사람은 기업 채무에 책임을 질 수 있음

Part 5.8— 위반

Part 5.8A—근로자 자격

Part 5.9— 기타

Division 1— 기업에 관한 대인조사

Division 2— 기업과 관련된 사람에 대한 명령

Division 3—다양한 외부 행정에 적용되는 조항

Chapter 5A—회사 등록말소, 등록이전

Part 5A.1—등록말소

Part 5A.2—등록이전

Chapter 5B—회사록 등록된 법인 그리고 등록 가능한 조직

Part 5B.1—법인의 회사등록

Division 1—등록

Division 2—법의 운용

Part 5B.2—등록가능한 조직

Division 1A—사전조항

Division 1—등록가능한 호주 조직

Division 2—외국회사

Division 3—이 조항에 따라 등록된 조직

Division 4—비회사 채무증권소유 등록

Part 5B.3—등록가능한 호주 조직과 외국회사의 명단

Chapter 5C – 관리투자계획

Part 5C.1 – 관리투자계획의 등록

Part 5C.2 – 책임기관(The responsible entity)

Division 1 – 책임과 권한

Division 2 – 책임기관의 변경

Division 3- 책임기관 변경의 결과

Part 5C.3 – 설립규정

Part 5C.4 – 규정준수 계획

Part 5C.5 – 규정준수 위원회

Part 5C.6 – 회원의 계획 철회 권리

Part 5C.7 – 관련 당사자 거래

Part 5C.8 – 위반의 효(민사책임과 계약취소)

Part 5C.9 – 해산

Part 5C.10 – 등록취소

Part 5C.11 – 면제 및 수정

Chapter 5D.3 – 인가된 수탁회사

Part 5D.1 - 사전조항

Part 5D.2 – 인가된 수탁회사의 권한 등

Division 1 – 일반조항

Division 2 – 회계

Division 3 – 공동 기금

Part 5D.3 – 인가된 수탁회사 수임료 규정

Division 1 – 수임료 공개

Division 2 – 수임료에 대한 일반조항

Division 3 – 공익신탁 관리인 또는 수탁자 외 수임료

Division 4 – 공익신탁 관리인 또는 수탁자의 수임료

Division 5 – 기타

Part 5D. 4 – 인가된 수탁회사 임직원의 의무

Part 5D.5 – 인가된 수탁회사의 조정 한계

Division 1 – 투표권 15%로 제한

Division 2 – 15% 투표권 제한을 초과하는 것에 대한 승인

Division 3 – 그 외 문제

Part 5D.6 – ASIC-자산 및 책임 양도 승인

Division 1 – 사전조항

Division 2 – 자산 및 책임의 양도

Division 3 – 자산 및 책임 양도와 관련된 다른 문제들

Division 4 – 기타

Part 5D.7 – 위반과 보류

Part 5D.8 – 예외 및 수정

Chapter 6 – 인수

Part 6.1 – 지분 관련 이익의 매수 금지

Part 6.2 – 금지의 예외

Part 6.3 – 인수 입찰의 여러 유형

Part 6.4 – 인수 제안 형성

Division 1 – 총칙

Division 2 – 제안 고려

Division 3 – 제안 기간

Division 4 – 조건부 제안

Part 6.5 – 인수 절차

Division 1 – 전반적인 절차

Division 2 – 입찰자 성명서

Division 3 – 인수 대상의 대응

Division 4 – 입찰자와 인수대상 성명서의 수정 및 보완

Division 5 – 인수 절차의 일반 규칙

Part 6.6 – 제안의 변형

Division 1 – 시장 입찰

Division 2 – 장외 입찰(입찰자에 의한 변형)

Division 3 – 장외 입찰(자동 변형)

Part 6.7 – 제안 철회 및 유예

Part 6.8 – 수락

Part 6.9 – 입찰기간동안 다른 조치

Part 6.10 – 검토와 개입

Division 1 – ASIC의 면제 및 수정 권한

Division 2 – 인수 패널

Division 3 – 법원의 권한

Chapter 6A – 강제 획득과 매입

Part 6A.1 – 인수 입찰에 따른 강제 획득과 매입

Division 1 – 입찰류 증권의 강제 획득

Division 2 – 입찰류 증권의 강제 매입

Division 3 – 전환증권의 강제 매입

Part 6A.2 – 일반 강제 획득과 매입

Division 1 – 90% 지분소유자에 의한 증권의 강제획득

Division 2 – 100% 지분소유자에 의한 전환증권의 강제 매입

Part 6A.3 – 증권 강제 획득의 완료

Part 6A.4 – 전문가 보고서와 가치평가

Part 6A.5 – 비청구 고려사항의 기록

Part 6A.6 – ASIC 권한

Chapter 6B – 제6장과 6A장에 관련된 권리와 책임

Chapter 6C – 상장회사 및 관리투자제도의 소유에 관한 정보

Part 6C.1 – 상당한 지분 정보

Part 6C.2 – 지분의 수익적소유자 추적

Part 6C.3 – ASIC 권한

Chapter 6CA – 연속적 공개

Chapter 6D – 기금모금

Part 6D.1 – 기금모금 조항의 적용

Part 6D.2 – 투자자에게 증권 공개

Division 1 – 개요

Division 2 – 투자자에게 공개할 필요가 있는 제안

Division 3 – 공개 문서 유형

Division 4 – 공개 요건

Division 5 – 증권발매 절차

Part 6D.3 – 금지, 책임 및 구제

Division 1 – 금지 및 책임

Division 2 – 구제

Part 6D.4 – ASIC의 권한

Part 6D.5 – 기타

Chapter 7 – 금융 서비스 및 시장

Part 7.1 – 사전조항

Division 1 – 7장의 목적과 개요

Division 2 – 정의

Division 3 – 금융상품이란?

Division 4 – 언제 금융서비스를 제공하는가?

Division 5 – 금융시장이란?

Division 6 – 청산 및 해결 시설이란?

Division 7 – 민사 및 형사책임과 관련된 일반조항

Part 7.2 – 금융시장 인가

Division 1 – 사전조항

Division 2 – 인가요건

Division 3 – 시장인가 규정

Division 4 – 호주 시장 인가

Division 5 – 기타 문제

Part 7.2A – 금융시장감독

Part 7.3 – 청산(clearing) 및 해결 시설 인가

Division 1 – 인가요건

Division 2 – CS 시설 인가 규정

Division 3 – 호주 CS 시설 인가

Division 4 – 기타문제

Part 7.4 – 인가된 자의 개입 제한

Division 1 – 특정 인가자의 조정 제한

Division 2 – 적합하지 않은 개인의 자격박탈

Division 3 – 기타

Part 7.5 – 금융시장 보상제도

Division 1 – 사전조항

Division 2 – 보상제도가 필수인 경우

Division 3 – 승인된 구상협정

Division 4 – NGF 보상제도

Division 5 – 구상협정 공통조항

Division 6 – 기타

Part 7.5A – 파생상품 거래 및 파생상품 정보저장소 규정

Division 1 – 적용범위

Division 2 – 파생상품 거래 규정: 파생상품 거래 규칙

Division 3 – 인가된 파생상품 정보저장소 규정: ASIC의 감독

Division 4 - 인가된 파생상품 정보저장소 규정: 파생상품 정보저장소 규칙

Division 5 - 인가된 파생상품 정보저장소 규정: 기타 의무와 권한

Division 6 - 인가된 파생상품 정보저장소 규정: 인가

Division 7 – 지정 파생상품 정보저장소의 규정

Division 8 – 기타문제

Part 7.6 – 금융서비스 제공자 인가

Division 1 – 사전조항

Division 2 – 인가 또는 허가 요건

Division 3 – 금융서비스가 인가된 자의 의무

Division 4 – 호주 금융서비스 인가

Division 5 – 권한이 부여된 대표

Division 6 – 대표에대한 인가된 금융서비스 제공자의 책임

Division 7 – 삭제

Division 8 – 제공된 금융서비스의 금지 또는 박탈

Division 9 – 금융서비스와 관련된 등록

Division 10 – 용어사용 제한

Division 11 – 금융서비스 조항과 관련된 비면허자 협정

Division 12 – 기타

Part 7.7 – 금융서비스 공개

Division 1 – 사전조항

Division 2 – 금융서비스가이드를 받은 소매 고객으로서 금융서비스를 제공받는 사람

Division 3 – 소매 고객에게 사적 충고를 제공하기위한 추가적 요건

Division 4 – 기타 공개 요건

Division 5- 삭제

Division 6 – 기타

Division 7 – 시행

Part 7.7A – 최선의 이익 의무와 보수

Division 1 – 사전조항

Division 2 – 최선의 이익 의무

Division 3 – 진행 수수료 부과

Division 4 – 보수간 이해 상충

Division 5 – 기타 금지된 보수

Division 6 – 조세회피방지

Division 7 – 전이(Transition)

Part 7.8 – 금융상품 공개 외, 금융 상품 및 서비스와 연계된 행동과 관련된 조항.

Division 1 – 사전조항

Division 2 – 고객의 금전 관리

Division 3 – 고객의 금전 외 재산 관리

Division 4 – 보험관련 특별 조항

Division 4A – margin lending 시설관련 특별 조항

Division 5 – 보고 의무

Division 6 – 금융 기록, 성명서와 회계감사

Division 7 – 수행관련 다른 규칙

Division 8 – 기타

Division 9 – 시행

Part 7.9 – 금융상품 공개 및 금융상품의 발행, 판매 및 구입관련 다른 조항

Division 1 – 사전조항

Division 2 – 상품공개 성명서

Division 3 – 금융상품 발행인의 다른 공개 의무

Division 4 – 금융상품 광고

Division 5 – 청약철회 기간

Division 5A – 장외시장 금융상품 구입을 위한 자발적 제안

Division 5B – section 1020B 상품의 담보 대출 협정에 속하는 단기 상품 관련 공개 등.

Division 5C – CGS 예금 이자 정보

Division 6 – 기타

Division 7 – 시행

Part 7.10 – 금융상품 및 금융서비스 관련 시장 부당행위 및 다름 금지된 행위

Division 1 – 사전조항

Division 2 – 금지된 행위(내부자 거래 이외)

Division 2A – 호도 및 사기행위에대한 비례 책임

Division 3 – 내부자 거래 금지

Division 4 – 방어, 구제 및 책임제한

Division 5 – 기타

Part 7.11 – 타이틀 및 양도

Division 1 – 특정 증권 타이틀

Division 2 – 특정 증권 양도

Division 3 – 규정된 CS시설을 통하는 것 이외 영향을 받는 특정 증권의 양도

Division 4 – 규정된 CS시설을 통한 금융상품의 양도

Division 5 – 면제 및 수정

Part 7.12 – 기타

Division 1 – 제한적 특권(면책특권)

Division 2 – 기타 문제

Chapter 8 – 증권 제안의 상호 인정

Part 8.1 – 사전조항

Part 8.2 – 관할 내에 인정되는 외국의 제안

Division 1 – 제안 인정

Division 2 – 인정된 제안의 효력

Division 3 – 제안 인정 조건

Division 4 – 법 조항의 수정

Division 5 – 인정된 제안 관련 ASIC의 권한

Division 6 – 기타

Part 8.3 – 외국 인정 제도하에서 만들어진 제안

Chapter 9 – 기타

Part 9.1 – 서류의 등기 및 등록

Part 9.2 – 회계감사인 및 청산인의 등록

Division 1 – 해석

Division 2 – 등록

Division 2A – 회계감사인 등록 조건

Division 3 – 등록 취소 또는 유예

Part 9.2A – 권한 있는 회계감사 회사

Division 1 – 등록

Division 2 – 등록 취소 및 유예

Part 9.3. 회계장부

Part 9.4 – 위반

Division 1A – 형법 적용

Division 1 – 특정 위반

Division 2 – 위반 일반

Part 9.4AAA – 내부고발자 보호

Part 9.4A – 특정 결정의 행정 항소 재판소에서의 검토

Part 9.4AA – 계속 공개 조항의 주장되는 위반에 대한 침해 공고

Part 9.4B – 민사 벌칙금 조항 위반의 결과

Part 9.5 – 법원의 권한

Part 9.6 – 진행과정

Part 9.6A – 법원의 관할과 절차

Division 1 – 민사 관할

Division 2 – 형사 관할

Part 9.7 – 휴면자산(미청구 재산)

Part 9.9 – 기타

Part 9.10 – 기업(요금) 법 2001 및 기업(요금 검토)법 2003에 의해 부과되는 요금

Part 9.12 – 규정

Chapter 10 – 경과규정

Part 10.1 – 구 기업 입법에서의 전환

Division 1 – 사전조항

Division 2 – 회사 등록의 이월

Division 3 – 구 기업 규정의 이월

Division 4 – 법원 소송절차와 명령

Division 5 – 다른 특정 경과 조항

Division 6 – 구 기업법에서 규율된 다른 것과 관련된 일반 경과조항

Division 7 – 전환 문제를 다루는 규정

Part 10.2 – 『금융서비스개혁법2001』과 관련된 경과 조항

Division 1 – 새로운 금융서비스 제도의 단계적 도입 관련 경과 조항

Division 2 – 기타 경과 조항

Part 10.3 – 『기업법 개정법2003』관련 경과 조항

Part 10.4 – 『금융서비스개혁개정법2003』관련 경과 조항

Part 10.5 – 『기업법 경제 개혁 프로그램(회계감사 개혁과 기업공개)법 2004』관련 경과조항

Part 10.8 – 『기업개정(인수)법2007』관련 경과 조항

Part 10.9 – 『기업개정(도산)법2007』관련 경과 조항

Part 10.10 –『기업개정(공매)법2008』관련 경과 조항

Part 10.11 –『기업개정(No.1)법2009』관련 경과 조항

Part 10.12 –『기업입법개정(금융서비스현대화)법2009』관련 경과 조항

Part 10.13 –『동산담보(기업 및 기타 개정)법2009』관련 경과 조항

Part 10.14 –『기업개정(기업재무보고개혁)법2010』관련 경과 조항

Part 10.15 –『기업개정(금융시장감독)법2010』관련 경과 조항

Part 10.16 –『기업개정(No.1)법2010』관련 경과 조항

Part 10.17 –『기업개정(사장 및 임원보수의 책무성 향상)법2011』관련 경과 조항

Part 10.18 –『기업개정(금융조언수단의 장래)법2012』관련 경과 조항

Part 10.19 –『기업개정(Phoenixing 및 다른 조치)법2012』관련 경과 조항

Part 10.20 –『기업입법개정(회계감사강화)법2012』관련 경과 조항

Part 10.21 –『기업입법개정(금융보고패널)법2012』관련 경과 조항

Part 10.21A –『호주연금입법개정(서비스제공자 및 다른 정부 조치)법2013』관련 조항

Part 10.22 –『호주연금입법개정(Mysuper와 투명 조치)법2012』관련 경과 조항

Part 10.23 –『청정에너지입법(탄소세폐지)법2014』관련 경과 조항

Part 10.24 –『기업입법개정(규제철폐 및 다른 조치)법2014』관련 조항